[NIFL-FAMILY:1777] Re: Paper copies of new ERIC Digests

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Subject: [NIFL-FAMILY:1777] Re: Paper copies of new ERIC Digests
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Transformative Learning in Adulthood
ERIC Digest No. 200
Susan Imel
1998

A defining condition of being human is that we have to understand the meaning
of our experience. For some, any uncritically assimilated explanation by an
authority figure will suffice. But in contemporary societies we must learn to
make our own interpretations rather than act on the purposes, beliefs,
judgments, and feelings of others. Facilitating such understandings is the
cardinal goal of adult education. Transformative learning develops autonomous
thinking. (Mezirow 1997, p. 5)

Since first introduced by Jack Mezirow in 1978, the concept of transformative
learning has been a topic of research and theory building in the field of
adult
education (Taylor 1998).  Although Mezirow is considered to be the major
developer of transformative learning theory, other perspectives about
transformative learning influenced by the work of Robert Boyd are emerging.
Following a discussion of transformative learning as conceptualized by
Mezirow,
this Digest describes research and theory building by Robert Boyd and its
influence on current perspectives of transformative learning. Some suggestions
for fostering transformative learning conclude the Digest. 

Mezirow and Transformative Learning

The theory of transformative learning that has been developed by Mezirow
during
the past 2 decades has evolved "into a comprehensive and complex
description of
how learners construe, validate, and reformulate the meaning of their
experience" (Cranton 1994, p. 22).  Centrality of experience, critical
reflection, and rational discourse are three common themes in Mezirow s theory
(Taylor 1998), which is based on psychoanalytic theory (Boyd and Myers 1988)
and critical social theory (Scott 1997). 

For learners to change their "meaning schemes (specific beliefs, attitudes,
and
emotional reactions)," they must engage in critical reflection on their
experiences, which in turn leads to a perspective transformation (Mezirow
1991,
p. 167). "Perspective transformation is the process of becoming critically
aware of how and why our assumptions have come to constrain the way we
perceive, understand, and feel about our world; changing these structures of
habitual expectation to make possible a more inclusive, discriminating, and
integrating perspective; and, finally, making choices or otherwise acting upon
these new understandings" (ibid.).

Perspective transformation explains how the meaning structures that adults
have
acquired over a lifetime become transformed.  These meaning structures are
frames of reference that are based on the totality of individuals  cultural
and
contextual experiences and that influence how they behave and interpret events
(Taylor 1998).   An individual s meaning structure will influence how she
chooses to vote or how she reacts to women who suffer physical abuse, for
example.

The meaning schemes that make up meaning structures may change as an
individual
adds to or integrates ideas within an existing scheme and, in fact, this
transformation of meaning schemes occurs routinely through learning. 
Perspective transformation leading to transformative learning, however, occurs
much less frequently. Mezirow believes that it usually results from a
"disorienting dilemma," which is triggered by a life crisis or major life
transition, although it may also result from an accumulation of
transformations
in meaning schemes over a period of time (Mezirow 1995, p. 50). 

Meaning schemes are based upon experiences that can be deconstructed and acted
upon in a rational way (Taylor 1998). Mezirow (1995) suggests this happens
through a series of phases that begin with the disorienting dilemma.  Other
phases include self-examination, critical assessment of assumptions,
recognition that others have shared similar transformations, exploration of
new
roles or actions, development of a plan for action, acquisition of knowledge
and skills for implementing the plan, tryout of the plan, development of
competence and self-confidence in new roles, and reintegration into life on
the
basis of new perspectives (ibid., adapted from p. 50). 

As described by Mezirow (1997), transformative learning occurs when
individuals
change their frames of reference by critically reflecting on their assumptions
and beliefs and consciously making and implementing plans that bring about new
ways of defining their worlds.  His theory describes a learning process
that is
primarily "rational, analytical, and cognitive" with an "inherent logic"
(Grabov 1997, pp. 90-91).   

Another Perspective 

A number of critical responses to Mezirow s theory of transformative learning
have emerged over the years. (See Cranton [1994] and Taylor [1998] for a full
discussion of these critiques.) One major area of contention surrounding
Mezirow s theory is its emphasis upon rationality (ibid.). Although many
empirical studies support Mezirow s contention that critical reflection is
central to transformative learning, others have "concluded that critical
reflection is granted too much importance in a perspective transformation, a
process too rationally driven" (Taylor 1998, pp. 33-34).  A view of
transformative learning as an "intuitive, creative, emotional process" is
beginning to emerge in the literature (Grabov 1997, p. 90). This view of
transformative learning is based primarily on the work of Robert Boyd (Boyd
and
Myers 1988), who has developed a theory of transformative education based on
analytical (or depth) psychology.  

For Boyd, transformation is a "fundamental change in one s personality
involving [together] the resolution of a personal dilemma and the expansion of
consciousness resulting in greater personality integration" (Boyd 1989, p.
459,
cited in Taylor 1998, p. 13). The process of discernment is central to
transformative education (Boyd and Myers 1988). Discernment calls upon such
extrarational sources as symbols, images, and archetypes to assist in creating
a personal vision or meaning of what it means to be human (ibid.; Cranton
1994). 

The process of discernment is composed of the three activities of receptivity,
recognition, and grieving.  First, an individual must be receptive or open to
receiving "alternative expressions of meaning," and then recognize that the
message is authentic (Boyd and Myers 1988, p. 277). Grieving, considered by
Boyd (ibid.) to be the most critical phase of the discernment process, takes
place when an individual realizes that old patterns or ways of perceiving are
no longer relevant, moves to adopt or establish new ways, and finally,
integrates old and new patterns. 

Transformative education draws on the "realm of interior experience, one
constituent being the rational expressed through insights, judgments, and
decision; the other being the extrarational expressed through symbols, images,
and feelings" (ibid., p. 275). The process of discernment allows the
exploration of both, moving back and forth between the rational and the
extrarational.  Unlike Mezirow, who sees the ego as playing a central role in
the process of  perspective transformation, Boyd and Myers use a framework
that
moves beyond the ego and the emphasis on reason and logic to a definition of
transformative learning that is more psychosocial in nature (Taylor 1998).  

Transformative Learning in Practice

On the surface, the two views of transformative learning presented here are
contradictory. One advocates a rational approach that depends primarily on
critical reflection whereas the other relies more on intuition and emotion.
The
differences in the two views, however, may best be seen as a matter of
emphasis. Both use rational processes and incorporate imagination as a part of
a creative process. Mezirow s view emphasizes the rational whereas Boyd and
Myers  relies most heavily on imagination or the extrarational. Grabov (1997)
suggests that the two views  share a number of commonalities including
"humanism, emancipation, autonomy, critical reflection, equity,
self-knowledge,
participation, communication and discourse" (p. 90).

The two different views of transformative learning described here as well as
examples of how it occurs in practice (see, for example, Cranton 1997 and
Taylor 1998) suggest that no single mode of transformative learning exists.
Differences in learning contexts, learners, and teachers all affect the
experiences of transformative learning. Because people learn in different but
interwoven ways, educators should not see transformative learning as the only
goal of education (Cranton 1994). Based on findings from empirical studies,
Taylor (1998) suggests that not all learners are predisposed to engage in
transformative learning. The same can be said for teachers. Not all
teachers of
adults may feel comfortable with a goal of transformative learning.  In
addition, many adult learning situations do not necessarily lend themselves to
transformative learning. 

When transformative learning is the goal of adult education, however, how can
it best be fostered given the variables of learning contexts, learners, and
teachers?  Whether transformative learning is approached as a consciously
rational process or through a more intuitive, imaginative process,
fostering a
learning environment in which it can occur should consider the following:

  The role of the teacher. The teacher s role in establishing an environment
that builds trust and care and facilitates the development of sensitive
relationships among learners is a fundamental principle of fostering
transformative learning (Taylor 1998).  Loughlin (1993) talks about the
responsibility of the teacher to create a "community of knowers," individuals
who are "united in a shared experience of trying to make meaning of their life
experience" (pp. 320-321). As a member of that community, the teacher also
sets
the stage for transformative learning by serving as a role model and
demonstrating a willingness to learn and change by expanding and deepening
understanding of and perspectives about both subject matter and teaching
(Cranton 1994).
 
  The role of the learner.  Taylor (1998) believes that too much emphasis has
been placed on the role of the teacher at the expense of the role of the
participant. Although it is difficult for transformative learning to occur
without the teacher playing a key role, participants also have a
responsibility
for creating the learning environment. As a part of a community of knowers,
learners share the responsibility for constructing and creating the conditions
under which transformative learning can occur.
 
   The role of the rational and the affective.   Transformative learning has
two
 layers that at times seem to be in conflict: the cognitive, rational, and
 objective and the intuitive, imaginative, and subjective (Grabov 1997).  Both
 the rational and the affective play a role in transformative learning. 
 Although the emphasis has been on transformative learning as a rational
 process, teachers need to consider how they can help students connect the
 rational and the affective by using feelings and emotions both in critical
 reflection and as a means of reflection (Taylor 1998).
 
Transformative learning may not always be a goal of adult education, but its
importance should not be overlooked and all adult educators should strive to
understand it, even if they do not choose to foster it.

References

Boyd, Robert D., and Myers, J. Gordon. "Transformative Education." 
International Journal of Lifelong Education 7, no. 4 (October-December 1988):
261-284.
 
 Cranton, Patricia. Understanding and Promoting Transformative Learning: A
Guide
 for Educators of Adults. San Francisco, CA: Jossey-Bass, 1994.
 
 Cranton, Patricia, ed. Transformative Learning in Action: Insights from
 Practice. New Directions for Adult and Continuing Education no. 74.  San
 Francisco, CA: Jossey-Bass, Summer 1997.
 
 Grabov, Valerie. "The Many Facets of Transformative Learning Theory and
 Practice."  In Transformative Learning in Action: Insights from Practice. New
 Directions for Adult and Continuing Education no. 74, edited by P. Cranton,
pp.
 89-96. San Francisco, CA: Jossey-Bass, Summer 1997.
 
 Loughlin, Kathleen A. Women s Perceptions of Transformative Learning
 Experiences within Consciousness-Raising. San Francisco, CA: Mellen Research
 University Press, 1993. 
 
Mezirow, Jack. "Perspective Transformation."  Adult Education 28 (1978):
100-110. 
 
 Mezirow, Jack. Transformative Dimensions of Adult Learning. San Francisco,
CA:
 Jossey-Bass, 1991.
 
 Mezirow, Jack. "Transformation Theory of Adult Learning."  In In Defense of
the
 Lifeworld, edited by M. R. Welton, pp. 39-70. New York: SUNY Press, 1995.
 
 Mezirow, Jack. "Transformative Learning: Theory to Practice."  In
 Transformative Learning in Action: Insights from Practice. New Directions for
 Adult and Continuing Education no. 74, edited by P. Cranton, pp. 5-12. San
 Francisco, CA: Jossey-Bass, Summer 1997.
 
Scott, Sue M. "The Grieving Soul in the Transformation Process."  In
Transformative Learning in Action: Insights from Practice. New Directions for
Adult and Continuing Education no. 74, edited by P. Cranton, pp. 41-50. San
Francisco, CA: Jossey-Bass, Summer 1997.
 
 Taylor, Edward W. The Theory and Practice of Transformative Learning: A
 Critical Review. Information Series no. 374. Columbus: ERIC Clearinghouse on
 Adult, Career, and Vocational Education, Center on Education and Training for
 Employment, College of Education, the Ohio State University, 1998.
  
Developed with funding from the Office of Educational Research and
Improvement,
U.S. Department of Education, under Contract No. RR93002001. Opinions
expressed
do not necessarily reflect the position or policies of OERI or the Department.
Digests may be freely reprinted.

 

Judy Wagner  /   wagner.6@osu.edu  /  http://ericacve.org/
ERIC Clearinghouse on Adult, Career, and Vocational Education
1900 Kenny Road  /  Columbus OH 43210-1090
614/292-8625; 800/848-4815 (ext 2-8625);  FAX:614/292-1260



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